Opportunities for Paralegals as Mediators
Taking the Initial Steps
Walter A. Wright
I.
Paralegals can Step into Mediation—as Mediators.
Paralegals function well in their traditional roles as assistants to attorneys and their
clients during mediations,i but paralegals can also
function as mediators. Paralegals may not envision
themselves as mediators because most of their contacts with mediation are through court-annexed
cases, and attorneys and judges usually select attorney-mediators to mediate those cases.ii
Paralegals may even assume that a license to practice law is a prerequisite to becoming a
mediator. But mediation is used in many contexts other
than litigation,iii and attorney-mediators are not
necessarily preferred in those contexts.iv
Although Texas does have a statute that sets out training requirements for mediators who
mediate court-annexed cases,v the statute does not require
that mediators be licensed to practice law before they mediate court-annexed or any other cases.
In short, the mediation profession is open to paralegals.
Whether paralegals wish to become full-time, part-time, or volunteer mediators, they all
should take certain initial steps on the path toward their new profession.
This article will describe four of those initial steps—training, experience, credentialing,
and networking—and it will suggest ways to take those steps on solid ground.
II.
First Step: Training.
The Texas Alternative Dispute Resolution Procedures Act (hereinafter “ADR Act”)vi
requires that court-appointed mediators complete at least forty hours of mediation training prior to
receiving an appointment.vii
If a case involves a dispute affecting the parent-child relationship, the mediator must
complete another twenty-four hours of training in the fields of family dynamics, child development,
and family law before receiving an appointment.viii
In some instances, a court can waive these training requirements.ix
Although the ADR Act establishes minimum hours of mediation training for court-appointed
mediators, it provides no details regarding the content of the training.
Moreover, no Texas statute governs training requirements for mediators who are not
court-appointed.
The Texas Mediation Trainers Roundtable (hereinafter “TMTR”), an organization comprised
of some of Texas’s most prominent mediation trainers, has attempted to fill the ADR Act’s
training-content gap by establishing standards for mediation courses.
TMTR has adopted the ADR Act’s forty-hour requirement for basic mediation courses, and its
standards govern training content, methodology, and administration.x
For courses in family mediation, TMTR has adopted a thirty-hour standard—six hours more
than required by the ADR Act—to allow for training on domestic violence and provide students with
more time for role plays.xi
In addition, TMTR has established standards for ethics training for mediators.xii
Because TMTR’s standards are recognized throughout Texas, paralegals should assure
themselves, prior to enrolling in any type of mediation course for which TMTR has established
standards, that the course meets those standards.xiii
In addition to determining that a basic mediation course meets TMTR’s minimum standards,
paralegals should inquire about the mediation model they will learn during the course.
When attorneys learn to be mediators, they often take courses that instruct them in the
“caucus” or “shuttle diplomat” mediation model, which includes the caucusxiv
as an integral part of the model. Because many
attorneys prefer to use this model when resolving cases pending in court, paralegals often are very
familiar with it. But paralegals who become mediators
are more likely to intervene in cases not yet pending in court, where the preservation of ongoing
relationships may be a fundamental goal. The
“conference” model, which stresses direct communication between parties and relies on caucus
only when direct communication is not productive or appropriate, is often preferred as a model for
preserving relationships. Therefore, paralegals should
consider making their first basic mediation course one that teaches the conference model.
Mediation training courses are offered throughout Texas, and at least one course is designed
specifically for paralegals. The Legal Studies Program
at Texas State University offers a basic mediation course that trains paralegal students in the
conference mediation model.xv Other universitiesxvi and private
organizationsxvii offer excellent mediation courses, and
the seventeen Dispute Resolution Centers (hereinafter “DRCs”) located throughout Texasxviii
often offer basic mediation training at very reasonable prices.
Many mediation training courses are listed on the online training calendar that the Texas
Association of Mediators maintains.xix
III. Second Step:
Experience.
While abundant sources of excellent mediation training exist throughout Texas, sources of
initial mediation experience are not so plentiful. One
of the challenges new mediators often face is finding their first cases to mediate.
Paralegals who are considering becoming mediators should investigate whether they will be
able to acquire mediation experience once they complete their mediation training.
Because mediation is a competitive field, many mediators conduct their first mediations as
volunteers. Texas’s DRCs,xx
which rely on volunteers to mediate the cases they receive, often welcome new mediators and provide
them with excellent mediation experiences.xxi
Some Texas Better Business Bureaus, especially the one in Houston,xxii
have active mediation programs that offer volunteer mediators valuable experience mediating
complaints filed against businesses.xxiii
Other volunteer opportunities sometimes can be found in government agencies, schools,
churches, and community associations.
Online-dispute-resolution (hereinafter “ODR”) companies can be additional sources of
early mediation experiences. For example, SquareTrade,
which has a contract to mediate eBay disputes, accepts applications from mediators who are
interested in ODR.xxiv
When SquareTrade accepts a mediator’s application, it provides the mediator with free ODR
training and immediate ODR experience. SquareTrade
compensates its mediators based upon the dispute arena.xxv
Compensation for mediating eBay disputes is relatively low, but a mediator who wants to
acquire experience can generate a docket of dozens of cases within a relatively short time.
Full-time employment as mediators or mediation administrators is sometimes possible for new
mediators who vigilantly search for opportunities as they arise.
The National Association for Community Mediation’s Web page lists community-mediation job
opportunities as they open throughout the country.xxvi
Fresno Pacific University’s Center for Peacemaking and Conflict Studies lists mediation,
peacebuilding, and restorative-justice jobs on its Web page.xxvii
Mediate.com, an excellent online source of information about mediation, posts employment
opportunities at its Meeting Hall,xxviii and the Straus
Institute for Dispute Resolution at Pepperdine University posts new jobs on its Web page.xxix
IV.
Third
Step: Credentialing.
Because the mediation profession is largely unregulated in Texas, mediators—especially new
ones—may find it difficult to demonstrate to potential clients that they are qualified to mediate
cases and that they will perform ethically. To address
this concern, the Texas Mediator Credentialing Association (hereinafter “TMCA”), comprised of
representatives from every major mediation constituency in the state, developed a set of voluntary
standards through which Texas mediators can demonstrate their mediation qualifications and their
commitment to ethical mediation practice.xxx
In addition to creating three categories of credentialed mediators—credentialed,
credentialed advanced, and credentialed distinguishedxxxi—TMCA
created a special category for trained mediators who have little or no mediation experience; the
category is called candidate for credentialed mediator.xxxii
Moreover, TMCA established Standards of Practice and a Code of Ethics to which all members of
the organization must agree to adhere and which is backed by a grievance process through which
members can be disciplined.xxxiii
Paralegals who decide to become Texas mediators should consider joining TMCA, as candidates
for credentialed mediators, as soon as they complete their initial mediation training, and they
should become credentialed mediators as soon as they meet the initial training and experience
requirements of one of the credentialed-mediator categories.
V.
Fourth Step: Networking.
Every new mediator needs a network of colleagues who can act as mentors, sources of business,
and connections to innovations in mediation. Without
such a network, mediation practice can be lonely and unprofitable.
While networking may not be a favorite activity of many new mediators, it is one of the
essential first steps of building a successful mediation practice.
In Texas, two organizations can assist a new mediator in
establishing a network of colleagues. The Texas
Association of Mediators (hereinafter “TAM”), an inclusive organization that represents
mediators from all professional backgrounds and practice areas, is known for its first-rate
quarterly newsletter and its outstanding conferences that feature mediation professionals of
national and international renown. TAM members also have access to reasonably priced malpractice insurance.xxxiv
The Alternative Dispute Resolution Section of the State Bar of Texas (hereinafter “ADR
Section”) is perhaps the most inclusive section of the bar, and it also welcomes mediators from
all professional backgrounds and practice areas.xxxv
The ADR Section issues an excellent quarterly newsletter and provides multiple
continuing-education opportunities to its members. At
$25.00/year, the ADR Section’s membership dues are a bargain.
At a national level, two organizations can be of use to
networking mediators. The Association for Conflict Resolution (hereinafter “ACR”), which has
chapters in Houston and Dallas/Ft. Worth, serves more than 6,000 mediators and other
dispute-resolution professionals.xxxvi
ACR is known for its excellent national and section conferencesxxxvii
and its academic and professional publications.xxxviii
The Section of Dispute Resolution of the American Bar Association (hereinafter “DR
Section”), like the ADR Section in Texas, is open to dispute-resolution professionals from all
professional backgrounds and practice areas. The DR
Section sponsors an outstanding continuing-education program each year in a major U. S. city, and it
publishes important books, an excellent magazine, and a newsletter.xxxix
Unlike the ADR Section in Texas, the DR Section requires dispute-resolution professionals to
join the ABA before they can join the DR Section, which makes membership in the DR Section somewhat
expensive.
Two online listservs can be important sources of
information about job openings and recent developments in mediation.
Cornell University’s Center for Information Technology and Dispute Resolution sponsors the
first listserv,xl and the DR Section sponsors the second.
Mediators can subscribe to both listservs at no cost.xli
Finally, paralegals should not forget to network with
attorneys, especially the attorneys who already know and respect them.
Attorneys do not always refer mediations to other attorneys, particularly when the conference
model may be appropriate for their cases. If attorneys
know of paralegals who are looking for mediation work and whose professionalism they respect, the
attorneys may become regular sources of business for the paralegals.
VI. Taking the Initial Steps.
The path to becoming a successful mediator can be an uncertain one, but paralegals who secure
appropriate mediation training, acquire solid mediation experience, become credentialed, and
establish networks of helpful colleagues are taking the appropriate initial steps on the path to
their new profession. With determination, perseverance,
and some luck, professional success is a logical destination.
Walter A. Wright is an associate professor in the Legal Studies Program of
the Department of Political Science at Texas State University in San Marcos, Texas.
He teaches courses in law and alternative dispute resolution, and his primary research
interest is mediation. He is a published author in the
United States, several Latin American countries, and China. An
attorney, mediator, and arbitrator, he received B.A. and J.D. degrees from the University of Houston
and an LL.M. in International Legal Studies from New York University.
ENDNOTES
i
Paralegals’ traditional roles include locating and interviewing mediators for cases pending
in court, preparing notebooks for attorneys to use during mediations, and explaining mediation
logistics to clients. Susan
Patterson & Grant Seabolt, Essentials of Alternative Dispute Resolution 70-73, 198-200, 214
(2001) [hereinafter Patterson & Seabolt].
ii
See, e.g., Cris
M. Currie, Should a Mediator
also be an Attorney?, at http://www.mediate.com/articles/currie.cfm
(August 2000); Alternative
Dispute Resolution (ADR), at
http://www.rnoon.com/lawlaymen/adminlaw/anatomy/lawsuit5.html (last visited Jan. 7, 2005).
iii
The contexts include large corporations, government agencies, schools, hospitals, and
community-based organizations. Patterson & Seabolt, supra
note 1, at 201-02.
iv
See, e.g., Rachel
Campbell et al., Collaborative
Law: How paralegals help put the pieces together in a
new family law model, Legal Assistant Today, Nov./Dec.
2004, at 72-75, available at http://www.legalassistanttoday.com/issue_archive/feature2_nd04.htm.
v
Tex. Civ. Prac. & Rem. Code Ann. § 154.052
(Vernon 1997). See the discussion of training in
Section II of this article, infra.
vi
Id. §§
154.001-154.073 (Vernon 1997 & Supp. 2004-05).
vii
Id. §
154.052(a) (Vernon 1997).
viii
Id. §
154.052(b).
ix
In “appropriate circumstances,” a court may waive the forty-hour and twenty-four-hour
training requirements if the court “bases its appointment on legal or other professional training
or experience
in particular dispute resolution processes.”
Id. § 154.052(c).
x
Texas Mediation Trainers Roundtable, Standards
for 40 Hour Basic Mediation Training, at http://www.tmtr.org/StandardsFolder/40hr-training-outline.htm
(November 3, 2003).
xi
Texas Mediation Trainers Roundtable, Standards
for 30 Hour Family Mediation Training, at http://www.tmtr.org/StandardsFolder/30hrDivorceTrng-NEW.htm
(September 11, 2000).
xii
Texas Mediation Trainers Roundtable, Standards
for Continuing Education Ethics Training for Mediators, at
http://www.tmtr.org/StandardsFolder/EthicsStandards-1.htm (August 25, 2003).
xiii
The standards for basic mediation courses provide that “[t]rainers will indicate in
training materials and certificate of completion that their program satisfies the Texas Mediation
Trainers Roundtable’s standards for the 40-hour Basic Mediation course.”
Texas Mediation Trainers Roundtable, Standards
for 40 Hour Basic Mediation Training, at http://www.tmtr.org/StandardsFolder/40hr-training-outline.htm
(November 3, 2003).
xiv
A caucus is a private meeting between the mediator and one party and/or the party’s
representatives.
xv
Texas State University-San Marcos, Legal
Studies Program, at http://www.polisci.txstate.edu/legal_studies/legal_studies.html (last
visited Jan. 7, 2005). The author of this article is an
Associate Professor in the Legal Studies Program at Texas State University.
xvi
E.g., St.
Edward’s University, Conflict
Resolution Concentration, at http://www.stedwards.edu/gsm/mahs/conflictresolution.htm
(last visited Jan. 7, 2005); Texas Woman’s University, Mediation
Training: Certificate in Conflict Resolution, at http://www.twu.edu/o-ll/mediation.htm
(last visited Jan. 7, 2005); University of Houston Law Center, A.
A. White Dispute Resolution Center: Fostering Public
Awareness & Understanding of Conflict Resolution, at http://www.law.uh.edu/blakely/aawhite
(last visited Jan. 7, 2005); University of Texas, Center for Public Policy Dispute Resolution, Training,
at http://www.utexas.edu/law/academics/centers/cppdr/training (last visited Jan. 7,
2005).
xvii
E.g., Corder/Thompson
& Associates, Training, at
http://www.corderthompson.com/index_files/Page735.htm (last visited Jan. 7, 2005); Worklife
Institute, Continuing
Education Seminars, at http://www.worklifeinstitute.com/seminar.html (last visited Jan.
7, 2005).
xviii
Center for Public Policy Dispute Resolution, Texas
Dispute Resolution Centers, at http://www.utexas.edu/law/academics/centers/cppdr/resources/adr_drcs.php
(last visited Jan. 7, 2005).
xix
Texas Association of Mediators, The
Complete ADR Calendar, at http://www.txmediator.org/calendar/calendar.htm (last visited
Jan. 7, 2005). For further discussion of the Texas
Association of Mediators, see Section V of this article.
xx
See Center
for Public Policy Dispute Resolution, supra
note 18.
xxi
For a listing of Texas DRCs, see Center for Public Policy Dispute Resolution, supra
note 18. Some DRCs, before accepting new volunteers, require or strongly recommend that
volunteers take the training offered or sponsored by those DRCs; other DRCs accept any mediation
training that meets TMTR’s minimum requirements. Mediators
who volunteer their time at Texas DRCs are entitled to qualified immunity under the ADR Act.
Tex. Civ. Prac. & Rem. Code Ann. § 154.055 (Vernon 1997).
xxii
The Houston Better Business Bureau administers approximately 500 mediations each year, all
mediated by volunteers. Telephone interview with Kim
Lawrence, Alternative Dispute Resolution Coordinator, The Better Business Bureau of Metropolitan
Houston, Inc. (Jan. 6, 2005) [hereinafter “Lawrence Interview”].
For further information about the Houston mediation program, visit http://www.bbbhou.org and
click on the “Mediation and Arbitration” link.
xxiii
All Better Business Bureaus in Texas have Alternative Dispute Resolution programs.
Some programs offer arbitration and mediation; others offer arbitration exclusively.
Lawrence Interview, supra
note 22. For assistance in locating the Alternative
Dispute Resolution coordinators of their local Better Business Bureaus, readers may contact Kim
Lawrence at klawrence@bbbhou.org.
xxiv
Square Trade, Becoming a Square Trade Mediator or Arbitrator, at http://www.squaretrade.com/cnt/jsp/med/more.jsp#Contracting
(last visited Jan. 7, 2005).
xxv
Id.
xxvi
National Association for Community Mediation, Jobs
in Community Mediation, at http://www.nafcm.org/pg29.cfm (last visited Jan. 7, 2005).
xxvii
Fresno Pacific University Center for Peacemaking and Conflict Studies, Mediation,
Peacebuilding, Restorative Justice, Related Job Openings, at http://www.fresno.edu/pacs/rjjobs.php
(last visited Jan. 7, 2005).
xxviii
Mediate.com, Meeting Hall: Employment Opportunities, at http://www.mediate.com/meetinghall/pg5.cfm
(last visited Jan. 7, 2005).
xxix
Straus Institute for Dispute Resolution, Dispute
Resolution Jobs, at https://lawmail.pepperdine.edu/asp/adrjobs/disputejoblist.asp (last
visited Jan. 7, 2005).
xxx
Texas Mediator Credentialing Association, Brief
History of the TMCA, at http://www.txmca.org/history.htm (last visited Jan. 7, 2005).
xxxi
Mediators in each credentialed-mediator category must meet initial training and experience
requirements, which vary by category, pay initial application fees, which also vary by category, and
agree to adhere to TMCA’s Standards of Practice and Code of Ethics.
After meeting the initial requirements, mediators in each credentialed-mediator category must
comply with annual experience and continuing-education requirements, which vary by category, and pay
annual application fees, which also vary by category.
Texas Mediator Credentialing Association, Criteria
for Credentials, at http://www.txmca.org/criteria.htm (last visited Jan. 7, 2005).
xxxii
Candidates for credentialed mediator must complete a forty-hour basic mediation course, pay
an initial application fee of $50.00, and agree to adhere to TMCA’s Standards of Practice and Code
of Ethics. After meeting the initial requirements,
candidates must take ten hours of continuing education in mediation each year and pay an annual
application fee of $50.00, but they are not required to meet an annual experience requirement.
Id.
xxxiii
Texas Mediator Credentialing Association, Standards
of Practice and Code of Ethics, at http://www.txmca.org/ethics.htm (last visited Jan. 7,
2005).
xxxiv
Texas Association of Mediators, Texas Association of
Mediators Informational Brochure (2005). TAM’s
web page is located at http://www.txmediator.org.
xxxv
The ADR Section’s membership includes other types of ADR professionals, such as
arbitrators. Its Web page is located at http://www.texasadr.org/index.cfm.
xxxvi
Association for Conflict Resolution, Frequently
Asked Questions About ACR, at http://www.acrnet.org/about/ACR-FAQ.htm (last visited Jan.
7, 2005).
xxxvii
Association for Conflict Resolution, ACR
Conference Center, at http://www.acrnet.org/conferences/index.htm (last visited Jan. 7,
2005).
xxxviii
Association for Conflict Resolution, ACR
Publications, at http://www.acrnet.org/publications/index.htm (last visited Jan. 7,
2005).
xxxix
American Bar Association Dispute Resolution Section, Resources,
at http://www.abanet.org/dispute/home.html (last visited Jan. 7, 2005).
xl
To subscribe to this listserv, send a message to listserv@listserv.law.cornell.edu.
xli
To subscribe to this listserv, visit http://www.abanet.org/dispute/discuss.html.
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